SPi data shows the structured note market reached $194 billion in 2024, a milestone that underscores how quickly these products are moving into broader advisor use. But as adoption accelerates, the ...

The brokerage industry’s self-regulator is launching a so-called sweep exam looking at how firms are handling their ...

Peter Gratton, Ph.D., is a New Orleans-based editor and professor with over 20 years of experience in investing, economics, and public policy. Peter began covering markets at Multex (Reuters) and has ...

Equity-linked note ETFs provide diversified access to derivative income strategies while helping advisors manage operational ...

JELH and JELM provide innovative income approaches that package structured note strategies into a convenient ETF format The new ETFs are designed to package equity linked instruments and are intended ...

In mid-May 2026, Toronto-Dominion Bank completed and announced several fixed-income offerings, added a range of complex structured notes, and saw Raymond James upgrade its rating to Outperform while ...

SCA and MRA join GraniteShares’ growing autocallable ETF platform, bringing structured income strategies to two of the market’s most volatile ...

Asset managers WisdomTree and Halo Investing have launched Halo-WisdomTree Structured Income Strategy, a defined outcome separately managed account strategy. The partnership pairs WisdomTree’s asset ...

Consistent with its mission of investor protection, FINRA announced today that it will review firm practices regarding higher-risk structured products, specifically non-principal protected "worst-of" ...