Recently the CME settled disciplinary matters (and the CFTC simultaneously settled a separate enforcement proceeding) with a trader and the introducing broker of which the trader was a principal, ...
The U.S. Securities and Exchange Commission (SEC) has conducted several publicized investigations focused on broker and investment adviser or advisor cherry-picking in recent years. Most recently, the ...
When I took my kids blueberry picking recently, they carefully examined each berry. The plumpest ones went straight into their mouths, while the misshapen ones ended up in the basket. Unfortunately, ...